Frances Tak Yan Wong
王德恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Tak Yan Wong (王德恩), a licensed Representative with CE reference ARP090. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 10.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-02-12 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2008-09-11 | 2011-12-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frances Tak Yan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.