Frances Tak Yan Wong
王德恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Tak Yan Wong (王德恩), a licensed Representative with CE reference ARP090. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-02-12 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2008-09-11 | 2011-12-24 |