Wesley Chun Ho Shiu
邵俊豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wesley Chun Ho Shiu (邵俊豪), a licensed Representative with CE reference APC472. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2013-09-03 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2013-09-03 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | 2013-09-03 | 2017-06-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-18 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-18 | 2010-12-06 |