Wesley Chun Ho Shiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wesley Chun Ho Shiu (邵俊豪), a licensed Representative with CE reference APC472. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2013-09-03 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2013-09-03 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | 2013-09-03 | 2017-06-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-18 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-18 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wesley Chun Ho Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.