Hubert Hoang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hubert Hoang, CE reference AXY800. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2018-10-05 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2018-10-05 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2018-10-05 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2018-07-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-11-13 | 2018-07-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-13 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2015-11-13 | 2018-07-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-01 | 2015-10-30 |