Emily Kin Ming Lee
李建明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Kin Ming Lee (李建明), CE reference ACJ595. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2014-12-10 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2014-12-10 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2014-12-10 | 2017-10-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-08-10 | 2004-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-10-18 |