Hsin Yu Vanessa Liu
劉欣玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsin Yu Vanessa Liu (劉欣玉), a licensed Representative with CE reference ANZ658. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-02-21 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-20 | 2018-10-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-17 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-08 | 2013-07-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-09-22 | 2013-07-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-09-22 | 2010-09-08 |