Lo Ming Leung
梁露明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lo Ming Leung (梁露明), CE reference AOD258. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2020-08-26 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2020-08-26 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-11 | 2017-04-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-12 | 2015-02-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2017-04-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-21 | 2017-04-28 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-06 | 2007-11-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2008-06-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-06 | 2007-10-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-06 | 2007-10-31 |