Reto Graf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Reto Graf, CE reference AIL103. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-08-27 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2004-08-27 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-15 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-15 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-15 |