Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Ho Yan Brian Tang
CE BTH173 - active, Lux Aeterna Capital Limited
Eng Kiat Leong
CE AVO758 - active, M Capital Investment Limited
Chan Wing Wong
CE ALO261 - active, M Capital Investment Limited
Debby Wan Ying Chan
CE AGG430 - active, M Science Hong Kong Limited
Joseph John Napoli
CE BOU703 - active, M Science Hong Kong Limited
Tsan Sing Chan
CE BRS435 - active, M Science Hong Kong Limited
Mao Kai Jonathan Foo
CE BVC055 - active, M Science Hong Kong Limited
Tammy Ho
CE BFU378 - active, M Science Hong Kong Limited
Jinyi Jiang
CE BSW169 - active, M Science Hong Kong Limited
Siu Ting Lau
CE BVB130 - active, M Science Hong Kong Limited
Qiuzhu Mu
CE BVA931 - active, M Science Hong Kong Limited
Wenxin Zhang
CE BUW104 - active, M Science Hong Kong Limited
Jin Zuo
CE BKX077 - ceased
Wai Chi Esmond Chan
CE AVY495 - active, M&F Asset Management Limited
David Carven Yung Yee Se
CE ABL977 - active, M&F Asset Management Limited
Jimmy Tsun Kuen Fong
CE AAB565 - ceased
Wai Hau Fong
CE BUK384 - active, M&F Asset Management Limited
Gilbert Kei Lung Fung
CE BDQ831 - active, M&F Asset Management Limited
Xinhui Li
CE BNR280 - active, M&F Asset Management Limited
Amy Yee Kee Cho
CE AGA026 - active, M&G Investments (Hong Kong) Limited
Sin Sin Lo
CE AOD942 - active, M&G Investments (Hong Kong) Limited
John Allen Wadle
CE AGS454 - active, M&G Investments (Hong Kong) Limited
Pierre Chartres
CE BLI962 - ceased
Te Fen Chiu
CE BSI525 - active, M&G Investments (Hong Kong) Limited
Nicholas James Cunningham
CE AWY119 - active, M&G Investments (Hong Kong) Limited
Tae Jong Kang
CE BCB448 - active, M&G Investments (Hong Kong) Limited
Karen Ka Ying Leung
CE AUX242 - ceased
Jung Tsen Liao
CE ARG732 - active, M&G Investments (Hong Kong) Limited
Hyun Joon Roh
CE BTG823 - active, M&G Investments (Hong Kong) Limited
Shiu Him Henry Sham
CE BOG896 - active, M&G Investments (Hong Kong) Limited
Cheuk Hei Wong
CE BLR669 - active, M&G Investments (Hong Kong) Limited
Cheuk Yen Kristy Wong
CE AXN025 - active, M&G Investments (Hong Kong) Limited
Mukundh Comal Gopalan
CE BEO888 - active, M3 Capital Partners (HK) Limited
Teresa Yuk Wah Cheung
CE BGM554 - active, MA Asset Management (Hong Kong) Limited
Chat Hing Fong
CE BMW510 - active, MA Asset Management (Hong Kong) Limited
Enda Thomas Stankard
CE BRA179 - active, MA Asset Management (Hong Kong) Limited
Helen Yuk Chu Cheung
CE BHD184 - active, MA Asset Management (Hong Kong) Limited
Zhe Yu
CE BVH512 - active, MA Asset Management (Hong Kong) Limited
Michelle Shun Nga Chan
CE BPC743 - active, MCG Management Limited
Wai Keung Man
CE AUX154 - active, MCG Management Limited
Ka Yue Kenneth Chau
CE BEG049 - active, MCG Management Limited
Kuen Lam
CE ANJ657 - active, MCG Management Limited
Nitin Agrawal
CE BUZ456 - active, MCM Asia Limited
Shun Fujii
CE ALQ701 - active, MCP Asset Management Company Limited
Julian Ker Yi Liew
CE ALF317 - active, MCP Asset Management Company Limited
Tetsuo Ochi
CE AIY868 - active, MCP Asset Management Company Limited
Keisuke Yamashita
CE BTO372 - active, MCP Asset Management Company Limited
Akira Azuma
CE BWE970 - active, MCP Asset Management Company Limited
Hing Yip Chu
CE AEK484 - active, MCP Asset Management Company Limited
Ryo Fujii
CE BXK070 - active, MCP Asset Management Company Limited
Toy Kar Kan
CE APJ470 - active, MCP Asset Management Company Limited
Jeong Soo Kim
CE BJV728 - active, MCP Asset Management Company Limited
Wing Leung Lau
CE BGR149 - active, MCP Asset Management Company Limited
Tetsuya Tanaka
CE ANM982 - active, MCP Asset Management Company Limited
Yu Tomimura
CE BAL542 - active, MCP Asset Management Company Limited
Mei Ha Yeung
CE ANW811 - active, MCP Asset Management Company Limited
Jeffrey Ho Yeung Lam
CE ALW710 - active, MEAG Hong Kong Limited
Hwee Ghee Lim
CE AGK672 - active, MEAG Hong Kong Limited
Holst Lara Felicia Sophie von
CE BSI889 - active, MEAG Hong Kong Limited
Na Young Choi
CE ARE551 - active, MEAG Hong Kong Limited
Houchen Li
CE BSU012 - active, MEAG Hong Kong Limited
Gary Chin Pang So
CE AQZ721 - active, MEAG Hong Kong Limited
Paul Lam
CE AGL904 - active, MFG Limited
Chung Pang Ng
CE ACK551 - active, MFG Limited
Carmen Ka Mun Yau
CE ADJ396 - active, MFG Limited
Wing Sum Yip
CE APD255 - active, MFG Limited
Hei Ting (SFC:BUC356) Chan
CE BUC356 - active, UOB Kay Hian (Hong Kong) Limited
Wing Hin Chui
CE BIV832 - active, MFG Limited
Cheong Yin Ho
CE AOV368 - active, MFG Limited
Brian Chi Wing Kei
CE ALV081 - active, MFG Limited
Sin Ying Kwok
CE BJX267 - active, MFG Limited
Wing Yan Georgia Lai
CE BPL989 - active, MFG Limited
Wai Lun Li
CE BFT930 - active, MFG Limited
Simon Sai Ho Liu
CE AQV856 - active, MFG Limited
Benji Lui
CE BKE387 - active, MFG Limited
Ha Chun Roman Tsoi
CE BJB404 - active, MFG Limited
Jeffrey Yan-Leun Yung
CE AWL879 - active, MFG Limited
Cheung Hung Chan
CE BGV053 - active, MIB Securities (Hong Kong) Limited
Kon Wang Chau
CE ADQ621 - active, MIB Securities (Hong Kong) Limited
Kam Lung Chong
CE AWA413 - ceased
Wai Kit Lee
CE AJG299 - active, MIB Securities (Hong Kong) Limited
Ausca Wai Lan Leung
CE AMF450 - active, MIB Securities (Hong Kong) Limited
Leo Jia You Li
CE AYA379 - active, MIB Securities (Hong Kong) Limited
Jack Shing Kit Tong
CE ADS004 - active, MIB Securities (Hong Kong) Limited
Yiu Sun Wong
CE AFL699 - active, MIB Securities (Hong Kong) Limited
Man Ho Yiu
CE ARH184 - active, MIB Securities (Hong Kong) Limited
Wah Chan
CE ACZ683 - active, MIB Securities (Hong Kong) Limited
Ricky Lap Kei Cheung
CE ADS638 - active, MIB Securities (Hong Kong) Limited
Sing Kwong Chiu
CE AAB535 - active, MIB Securities (Hong Kong) Limited
Kai Chi Fung
CE ADY865 - active, MIB Securities (Hong Kong) Limited
Ka Fai Gavin Kwok
CE BST762 - active, MIB Securities (Hong Kong) Limited
Doris Kuen Lun Kwong
CE AAB597 - active, MIB Securities (Hong Kong) Limited
Angela Yim Heung Kwong
CE ABN577 - active, MIB Securities (Hong Kong) Limited
Mi Mi Lam
CE AAD205 - active, MIB Securities (Hong Kong) Limited
Marian Sau Ching Lam
CE ABT298 - active, MIB Securities (Hong Kong) Limited
Hilda Wing Hong Lam
CE ABT992 - active, MIB Securities (Hong Kong) Limited
Suk Ching Peggy Lau
CE BJH295 - active, MIB Securities (Hong Kong) Limited
Tsz Lam Lau
CE BHZ125 - active, MIB Securities (Hong Kong) Limited
Man Fai Law
CE BHL026 - active, MIB Securities (Hong Kong) Limited
Chung Ping Raymond Luk
CE AAE965 - active, MIB Securities (Hong Kong) Limited
Rena Choi Ying Mo
CE AAD626 - active, MIB Securities (Hong Kong) Limited
Ka Man (SFC:AUZ729) Ng
CE AUZ729 - active, MIB Securities (Hong Kong) Limited
Christina Ka Man Ng
CE ADB159 - active, MIB Securities (Hong Kong) Limited
Sze Kit Ng
CE AMH852 - active, MIB Securities (Hong Kong) Limited
Yin Lam Ng
CE AGK085 - ceased
Tin Wai Ngai
CE AXB871 - active, MIB Securities (Hong Kong) Limited
Jin Heng Oon
CE AMO566 - active, MIB Securities (Hong Kong) Limited
Shi Choi Pang
CE BEX059 - active, MIB Securities (Hong Kong) Limited
Yiu Cho Suen
CE BGB443 - active, MIB Securities (Hong Kong) Limited
Ka Hong Sung
CE BLV391 - active, MIB Securities (Hong Kong) Limited
Chun Yin Tang
CE AXD148 - active, MIB Securities (Hong Kong) Limited
Lai Wun Tang
CE BRD504 - active, MIB Securities (Hong Kong) Limited
Miu Ling Tang
CE ACJ601 - active, MIB Securities (Hong Kong) Limited
Bill Sing Piu Wong
CE AAD086 - ceased
Tak Ming (SFC:ALI748) Wong
CE ALI748 - active, MIB Securities (Hong Kong) Limited
Cheuk Yiu Yam
CE BWE645 - active, MIB Securities (Hong Kong) Limited
Chi Wing Yip
CE ADI536 - active, MIB Securities (Hong Kong) Limited
Neil Robert Arrowsmith
CE AZO197 - active, MUFG Securities Asia Limited
Dae Youn Choi
CE BFD011 - active, MUFG Securities Asia Limited
Gyanchand Harlalka
CE BWE662 - active, MUFG Securities Asia Limited
Mark Peter Henderson
CE BJV445 - active, MUFG Securities Asia Limited
Augusto Yuk Shun King
CE AFH014 - active, MUFG Securities Asia Limited
Chenn Siong Ooi
CE AXR955 - active, MUFG Securities Asia Limited
Shailesh Venkatraman
CE AMY984 - active, MUFG Securities Asia Limited
Hiroshi Wakizaki
CE BBQ443 - active, MUFG Securities Asia Limited
Seng Ghee Yeoh
CE BDT353 - active, MUFG Securities Asia Limited
Evren Cakirahmetoglu
CE AZB962 - active, MUFG Securities Asia Limited
Matthew Ben Carr
CE BEA641 - active, MUFG Securities Asia Limited
Lok Ho Jonathan Chan
CE BRE620 - active, MUFG Securities Asia Limited
Yat Man Chan
CE BJX332 - active, MUFG Securities Asia Limited
Yue Yan (SFC:BUT974) Chan
CE BUT974 - active, MUFG Securities Asia Limited
Mei-Lin Chang
CE BNU255 - active, MUFG Securities Asia Limited
Chen (SFC:BSJ289) Chen
CE BSJ289 - active, MUFG Securities Asia Limited
Wilson Yee Shun Cheung
CE AOJ215 - active, MUFG Securities Asia Limited
Sheung Wing Choi
CE AEA666 - active, MUFG Securities Asia Limited
Yung Woo Choi
CE AOB450 - active, MUFG Securities Asia Limited
Trinston Pai Yik Chooi
CE BSR671 - active, MUFG Securities Asia Limited
Yuk Yin Barnabas Chung
CE BTC415 - active, MUFG Securities Asia Limited
Minzhuo Dong
CE BOX021 - active, MUFG Securities Asia Limited
Ruth Nicole Ferris
CE BVK234 - active, MUFG Securities Asia Limited
Fiona Amanda Emese Gaal
CE BWF121 - active, MUFG Securities Asia Limited
Anna Germanos
CE BTF069 - active, MUFG Securities Asia Limited
Candace Hahm
CE BBS816 - active, MUFG Securities Asia Limited
Michael David Hobby
CE BXP593 - active, MUFG Securities Asia Limited
Joseph Zi Jun Ip
CE BHM170 - ceased
Yiwei Jiao
CE BPP242 - active, MUFG Securities Asia Limited
Maximilian Shotaro Kaga
CE BIC284 - active, MUFG Securities Asia Limited
William Kaing
CE BUT164 - active, MUFG Securities Asia Limited
Takayuki Kanno
CE BTX875 - active, MUFG Securities Asia Limited
Geonho Kim
CE BVL229 - active, MUFG Securities Asia Limited
Vincent Taeho Kim
CE BDP113 - active, MUFG Securities Asia Limited
Georgina Chuek-Lum King
CE BVV991 - active, MUFG Securities Asia Limited
Tsz Leung Lam
CE BJS144 - active, MUFG Securities Asia Limited
Lok Yin Law
CE BVA923 - active, MUFG Securities Asia Limited
Ching Yam Lee
CE BWL071 - active, MUFG Securities Asia Limited
Ka Ki Gary Lee
CE BQQ748 - active, MUFG Securities Asia Limited
Khang Sek Lee
CE BVI391 - active, MUFG Securities Asia Limited
Wai Yin (SFC:AYW252) Lee
CE AYW252 - active, MUFG Securities Asia Limited
Lin (SFC:AVD808) Li
CE AVD808 - active, MUFG Securities Asia Limited
Wanting Li
CE BTF361 - active, MUFG Securities Asia Limited
Yen-Cheng Li
CE BKU850 - active, MUFG Securities Asia Limited
Wayne Sze Meng Lim
CE BUU832 - active, MUFG Securities Asia Limited
Wei Han Lim
CE BNU272 - active, MUFG Securities Asia Limited
Yixuan Liu
CE BVW748 - active, MUFG Securities Asia Limited
Klemens Loeffler
CE BXA015 - active, MUFG Securities Asia Limited
Chern Yang Ian Loke
CE BOM372 - active, MUFG Securities Asia Limited
Saifeng Mao
CE BEL619 - active, MUFG Securities Asia Limited
William John Mayhew
CE BSB940 - active, MUFG Securities Asia Limited
Dorian Kerim Meric
CE BWW898 - active, MUFG Securities Asia Limited
Yong Jie Ng
CE BUN492 - active, MUFG Securities Asia Limited
Jinwoo Oh
CE BUB972 - active, MUFG Securities Asia Limited
Anthony Tsz Lai Poon
CE BUN606 - active, MUFG Securities Asia Limited
Timothy James Prowse
CE BTS641 - active, MUFG Securities Asia Limited
Shyam Saraf
CE BNU836 - active, MUFG Securities Asia Limited
Shivam Shekhar
CE BSZ698 - active, MUFG Securities Asia Limited
Liting Su
CE BPL982 - active, MUFG Securities Asia Limited
Yu Sui
CE BWS612 - active, MUFG Securities Asia Limited
Samuel Yi Loong Tan
CE BXF772 - active, MUFG Securities Asia Limited
Lai Woon Tang
CE BNO297 - active, MUFG Securities Asia Limited
Qian (SFC:BHZ255) Wang
CE BHZ255 - active, MUFG Securities Asia Limited
Ting Chiang Wang
CE BWX433 - active, MUFG Securities Asia Limited
Zhuoer (SFC:BTO644) Wang
CE BTO644 - active, MUFG Securities Asia Limited
Sam Chi Tung Wong
CE BFU597 - active, MUFG Securities Asia Limited
Chon Hou Wong
CE BQE252 - active, MUFG Securities Asia Limited
Irene Hau Ying Wong
CE AEV889 - active, MUFG Securities Asia Limited
Ka Ki Wong
CE BOJ254 - active, MUFG Securities Asia Limited
Ka Man (SFC:BAB806) Wong
CE BAB806 - active, MUFG Securities Asia Limited
Pui Ying Smona Wong
CE BRZ498 - active, MUFG Securities Asia Limited
Wai Wah Wong
CE ADQ101 - active, MUFG Securities Asia Limited
Jun Xiong
CE BOJ666 - active, MUFG Securities Asia Limited
Naoki Yamamoto
CE BKM294 - active, MUFG Securities Asia Limited
Terri Huixian Yeo
CE BUA009 - active, MUFG Securities Asia Limited
Yih Peng Yeo
CE BWH229 - active, MUFG Securities Asia Limited
Yanming Yu
CE BHU077 - active, MUFG Securities Asia Limited
Pui Shan Theresa Yuen
CE BOJ252 - active, MUFG Securities Asia Limited
Ye Zhao
CE BAD298 - active, MUFG Securities Asia Limited
Long Zhou
CE BOJ160 - active, MUFG Securities Asia Limited
Kevin Mathew Carr
CE BOS015 - active, MY.Alpha Management HK Advisors Limited
Yinliang He
CE AUA263 - active, MY.Alpha Management HK Advisors Limited
Masahiko Yamaguchi
CE APO134 - active, MY.Alpha Management HK Advisors Limited
Craig Aaron Shane Chilvers
CE AWL056 - active, MY.Alpha Management HK Advisors Limited
Zhengyang Gao
CE BHW858 - active, MY.Alpha Management HK Advisors Limited
Momota Imai
CE BWY730 - active, MY.Alpha Management HK Advisors Limited
Hidetoshi Ishii
CE BWG047 - active, MY.Alpha Management HK Advisors Limited
Jong Un Jhun
CE AXY504 - active, MY.Alpha Management HK Advisors Limited
Yuki Jin
CE BWZ016 - active, MY.Alpha Management HK Advisors Limited
Satoshi Kii
CE BSF846 - active, MY.Alpha Management HK Advisors Limited
Victoria Kikhard
CE BQB154 - active, MY.Alpha Management HK Advisors Limited
Jiheon Kim
CE BVW459 - active, MY.Alpha Management HK Advisors Limited
Chun Hin Law
CE BOC701 - active, MY.Alpha Management HK Advisors Limited
Gareth Rhys Lewis
CE AOX202 - active, MY.Alpha Management HK Advisors Limited
Yida Li
CE BTY916 - active, MY.Alpha Management HK Advisors Limited
Minoru Motooka
CE BJJ275 - active, MY.Alpha Management HK Advisors Limited
Marc Alan Geddes
CE BBC911 - active, Mackenzie Investments Asia Limited
Ryoichi Hayashi
CE BBW086 - active, Mackenzie Investments Asia Limited
Nicholas Peter Scott
CE AFX190 - active, Mackenzie Investments Asia Limited
Siu Wing Chan
CE BEC072 - active, Mackenzie Investments Asia Limited
Wing Sze Fung
CE APP358 - active, Mackenzie Investments Asia Limited
Wendy Wai Ting Kwok
CE BBF236 - active, Mackenzie Investments Asia Limited
Yik Yiu Lau
CE AHK487 - active, Mackenzie Investments Asia Limited
Hayden Hei Ting Pong
CE APO549 - active, Mackenzie Investments Asia Limited
Mark Gerald Whelan
CE BEN655 - active, Mackenzie Investments Asia Limited
Michael Kai-Tai Wu
CE BEJ964 - active, Mackenzie Investments Asia Limited
Xinxin Zhang
CE BUD128 - active, Mackenzie Investments Asia Limited
Dean Ryan Herbert
CE BVO598 - active, Macquarie Capital Limited
Shiau-Ling Huang
CE AWM151 - active, Macquarie Capital Limited
Yiu Shing Kung
CE BLH249 - ceased
Honggui Li
CE AYS098 - active, Macquarie Capital Limited
Ling Li
CE AOQ539 - active, Macquarie Capital Limited
Ashley James Miles
CE ARD708 - active, Macquarie Capital Limited
Cholong Myoung
CE BCF603 - active, Macquarie Capital Limited
Peter George Williamson
CE ALF370 - active, Macquarie Capital Limited
Colin Po-Chang Wu
CE BBD318 - active, Macquarie Capital Limited
Jianing Xie
CE ATI263 - active, Macquarie Capital Limited
Jack Sam Yee
CE AOH882 - active, Macquarie Capital Limited
Wenjing Zhai
CE ARP180 - active, Macquarie Capital Limited
Tara Adelaide Aboud
CE BGH918 - active, Macquarie Capital Limited
Punit Ramdas Bahlani
CE BVW989 - ceased
Christopher James Baker
CE BWF909 - active, Macquarie Capital Limited
David Connor Belluche
CE BPL876 - active, Macquarie Capital Limited
Chad Charles Beynon
CE BNZ830 - active, Macquarie Capital Limited
Callum Bramah
CE AUR637 - active, Macquarie Capital Limited
Matthew John Brooks
CE BUQ002 - active, Macquarie Capital Limited
Andrew Kent Buncombe
CE BOU549 - active, Macquarie Capital Limited
Carlos Stephen Cacho
CE BWB200 - active, Macquarie Capital Limited
Baohui Cai
CE BPN369 - active, Macquarie Capital Limited
Terence Tsun Wah Chang
CE AWP241 - active, Macquarie Capital Limited
Feifan Chen
CE BVI854 - active, Macquarie Capital Limited
Jan Chen
CE BPB344 - active, Macquarie Capital Limited
Wan-Yin Catherin Chen
CE BUY907 - active, Macquarie Capital Limited