Hou-Min Lee
李厚民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hou-Min Lee (李厚民), CE reference ANH739. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2016-06-08 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-08 | 2011-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-26 | 2011-01-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-26 | 2010-09-08 |