Kin Shing Kwan
關健成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Shing Kwan (關健成), CE reference BIX408. Currently licensed at 1 firm(s): Legal & General Investment Management Asia Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2024-08-15 | present |
| Legal & General Investment Management Asia Limited | Rep | Type 9 — Asset management | 2024-08-15 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-01-13 | 2024-04-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-01-13 | 2024-04-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-01-13 | 2024-04-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-01-13 | 2024-04-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-01-13 | 2024-04-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-01-13 | 2024-04-30 |