Henry Kai Ho Yeung
楊繼灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Kai Ho Yeung (楊繼灝), CE reference AEZ712. Currently licensed at 1 firm(s): LY Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-11 | present |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-11 | 2025-04-14 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-14 | 2013-09-01 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-07-24 | 2010-08-02 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-06-02 | 2008-04-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-25 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-25 |