Wells Fargo Securities Asia Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wells Fargo Securities Asia Limited, a Hong Kong-based licensed corporation with CE reference AQP592. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 34 (total recorded over time: 136). Earliest licence on file: 2008-04-25.
- Category:
-
Buyside · Wealth management
- Registered address:
- 2705-2709, 27/F, Three Pacific Place, 1 Queen's Road East
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-04-25 | present |
| Type 2 - Dealing in futures contracts | 2022-11-02 | present |
| Type 4 - Advising on securities | 2008-04-25 | present |
| Type 6 - Advising on corporate finance | 2008-04-25 | present |
| Type 9 - Asset management | 2008-04-25 | 2023-02-24 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (136)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mayurh Aggarwal | RO 1, 2, 4, 9 Rep 1, 4, 9 | 2015-02 | Present |
| Rebecca Dawn Jones 林若欣 | RO 6 Rep 1, 4, 6 | 2022-10 | Present |
| Lee Shin Koh 高立迅 | RO 1, 4, 6 Rep 1, 4, 6 | 2022-08 | Present |
| Ken-Edouard Ton 孫名寶 | RO 1, 4 Rep 1, 4 | 2023-11 | Present |
| Mandy Man Yi Wan 尹敏兒 | RO 1, 2, 4, 9 Rep 1, 4 | 2014-04 | Present |
| Xue Wang 王雪 | RO 1, 2, 4 Rep 1, 2, 4 | 2026-01 | Present |
| Aezel Ann Beltran Zamora | RO 2 Rep 1, 4, 9 | 2021-09 | Present |
| Jun Wye An 安埈位 | Rep 1, 4 | 2014-03 | Present |
| Yimeng Cao 曹一萌 | Rep 1, 2, 4 | 2026-07 | Present |
| Chun Yin Chan 陳俊彥 | Rep 1, 4, 6 | 2024-10 | Present |
| Yuen Ting Cheung 張婉婷 | Rep 1, 4, 6 | 2022-08 | Present |
| Hyojin Cho | Rep 1, 4 | 2023-10 | Present |
| Xiaoxuan Dong 董小玄 | Rep 1, 4 | 2026-06 | Present |
| Kalpa Goel | Rep 1, 2, 4 | 2024-03 | Present |
| Fu Jen Hsieh 謝輔仁 | Rep 1, 4 | 2016-08 | Present |
| Doyoung Kim | Rep 1, 4 | 2019-07 | Present |
| Chun Wai Jonathan Kwok 郭秦瑋 | Rep 1, 4, 6 | 2014-11 | Present |
| Ho Ming Lam 林浩銘 | Rep 1, 4, 6 | 2023-08 | Present |
| Tony Lamy | Rep 1, 4 | 2026-05 | Present |
| Man Kay Lau 劉文祈 | Rep 1, 4, 6 | 2022-08 | Present |
| Jung Fang Lin 林榕芳 | Rep 1, 4 | 2015-03 | Present |
| Andrea Hai En Liu 廖凯恩 | Rep 1, 4, 6 | 2023-03 | Present |
| You Kyoung Oh | Rep 1, 4, 6 | 2023-10 | Present |
| Wenchan Qu 曲文禪 | Rep 1, 2, 4, 9 | 2021-07 | Present |
| Xiaoyi Shen 沈曉懿 | Rep 1, 4 | 2010-12 | Present |
| Pik Wang Suen 孫碧泓 | Rep 1, 4 | 2017-03 | Present |
| Jianfeng Sun 孫劍峰 | Rep 1, 4, 6 | 2022-08 | Present |
| Curtis Siu Hang Tong 湯兆恆 | Rep 1, 4 | 2023-07 | Present |
| Hiroyuki Wakimoto 脇本博之 | Rep 1, 2, 4 | 2023-06 | Present |
| Maojia Wan 萬茂佳 | Rep 1, 4, 6 | 2022-08 | Present |
| Man Lai Wong 黃敏麗 | Rep 1, 4 | 2026-04 | Present |
| Zenia Wing Sze Yau 尤詠詩 | Rep 1, 4, 6 | 2022-08 | Present |
| Bingying Yin 尹冰莹 | Rep 1, 2, 4 | 2026-07 | Present |
| Huaisong Zhou 周懷松 | Rep 1, 4 | 2020-09 | Present |
| Gavin John Ottery | Rep 1, 4 | 2015-03 | 2026-06 |
| Chin Lun Huang 黃敬倫 | Rep 1, 4 | 2017-11 | 2026-06 |
| Pei Yun Chiang 蔣佩芸 | RO 1, 4 Rep 1, 4 | 2008-07 | 2025-09 |
| Shuet Ying Chan 陳雪凝 | Rep 1, 4, 6 | 2022-08 | 2025-07 |
| Aditya Kaushik | Rep 1, 4, 6 | 2023-07 | 2025-07 |
| Kenneth Lee | Rep 1, 4 | 2022-04 | 2025-04 |
| David Talmadge Ratliff | RO 1, 4, 6 Rep 1 | 2022-04 | 2024-09 |
| Zhaochen Li 李昭宸 | Rep 1, 4, 6 | 2021-11 | 2023-07 |
| Raymond Yang 楊子豪 | Rep 1, 4, 6 | 2022-08 | 2023-03 |
| George Chen Yu Koo 顧震宇 | RO 1, 4, 6, 9 Rep 1, 4, 6 | 2014-04 | 2023-03 |
| Donghun Lee | Rep 1, 4, 6 | 2022-08 | 2023-03 |
| Peng Luo 羅鵬 | RO 1, 4 Rep 1, 4 | 2015-02 | 2023-03 |
| Tze Fung Ryan Liu 廖梓楓 | Rep 1, 2, 4, 9 | 2018-02 | 2023-03 |
| Timothy Ting Fung Wong 王庭峰 | Rep 1, 4 | 2015-12 | 2023-03 |
| Amanda Nga Wun Cheung 張雅媛 | Rep 1, 4 | 2021-12 | 2023-02 |
| Lee Na Cora Lim 林莉娜 | Rep 1, 4, 6 | 2022-08 | 2022-10 |
| David Kwok Hei Lau 劉國熙 | RO 1, 4, 6 Rep 1, 4, 6 | 2013-10 | 2022-05 |
| Sophia Isabelle Oumary | Rep 1, 4, 6 | 2017-02 | 2022-05 |
| Ignatius Wooi Kean Choong | RO 1, 4, 9 Rep 1, 4, 9 | 2009-08 | 2022-03 |
| Ming Wai Lai 黎銘煒 | Rep 1, 4, 9 | 2020-05 | 2022-03 |
| Xiao Xiao Lin 林瀟瀟 | Rep 1, 4, 9 | 2016-03 | 2022-03 |
| Kathryn Ka Sing Yung 榮嘉信 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-03 | 2022-03 |
| Ludger Peters | RO 1, 4, 9 | 2019-09 | 2021-11 |
| Gregory Chi-Ho Cheung 蔣自浩 | Rep 1, 4 | 2015-11 | 2021-09 |
| Ran Shi 施冉 | RO 1, 4 Rep 1, 4 | 2015-07 | 2021-09 |
| Priscilla Yilin Phoon 潘藝琳 | Rep 1, 4, 9 | 2016-03 | 2021-08 |
| Kangli Huang 黃康力 | Rep 1, 4, 6 | 2019-06 | 2021-06 |
| Maggie Mei Qi Liao | Rep 1, 4 | 2018-01 | 2021-05 |
| Zhaohan Zhang 張釗涵 | Rep 1, 4, 6 | 2019-04 | 2021-04 |
| Pradyot Porwal | Rep 1, 4, 9 | 2015-09 | 2021-04 |
| Serkan Erikci | RO 1, 4, 6 Rep 1, 4, 6 | 2017-01 | 2021-01 |
| Barbara Wong 黃曼君 | RO 1, 4, 6 Rep 1, 4, 6 | 2014-12 | 2021-01 |
| Daniel Dela Cruz | Rep 1, 4, 6 | 2014-07 | 2020-12 |
| Daniel Sangwon Hahn 韓相元 | Rep 1, 4, 6 | 2016-10 | 2020-12 |
| Frederick Cheuk Kei Fu 符卓基 | Rep 1, 4, 6 | 2015-10 | 2020-10 |
| Peter Joseph Welch | Rep 1, 4, 6 | 2017-03 | 2020-10 |
| Ritsubun Koda 黃田立文 | RO 1, 4, 9 | 2019-04 | 2020-08 |
| Siqi Chu 褚思琦 | Rep 4 | 2019-05 | 2019-10 |
| Chi Hin Leung 梁梓軒 | RO 4 Rep 1, 4 | 2017-03 | 2019-10 |
| Yik Yu Liu 廖翊宇 | Rep 1, 4 | 2017-07 | 2019-10 |
| Jong Hun Chung | Rep 1, 4 | 2016-08 | 2019-10 |
| Wei Chia Chen 陳偉嘉 | Rep 1, 4 | 2017-12 | 2019-09 |
| Yong Wha Hong 洪用和 | Rep 1, 4 | 2016-10 | 2019-09 |
| Sung Wook Kwon | Rep 1, 4 | 2009-08 | 2019-09 |
| Ho Kwong Sheh 佘浩光 | RO 1, 4 Rep 1, 4 | 2008-05 | 2019-09 |
| Quoc Benoit Khanh Jacques Le | Rep 1, 4, 9 | 2018-09 | 2019-09 |
| Jue Yu 郁珏 | Rep 1, 4, 6 | 2016-04 | 2019-08 |
| Thomas Michael Brennan Jr | Rep 1, 4, 9 | 2018-09 | 2019-05 |
| Tomomi Kikuchi | Rep 1, 4 | 2018-01 | 2019-05 |
| Shiro Uehara | Rep 1, 4, 6 | 2018-01 | 2019-05 |
| Sang Beom An | RO 1, 4 Rep 1, 4 | 2012-03 | 2019-05 |
| Nermin Askalany | Rep 1, 4 | 2016-12 | 2019-05 |
| Eric Laurea Banson | RO 1, 4, 9 | 2010-12 | 2019-05 |
| Cong Geng 耿聰 | Rep 1, 4 | 2011-02 | 2019-05 |
| Kun Wang 王堃 | Rep 1, 4, 6 | 2016-01 | 2019-04 |
| Charles Adrian Edward Spungin | RO 1, 4, 9 Rep 1, 4, 9 | 2018-09 | 2019-03 |
| Arie Friedheim | Rep 1, 4 | 2017-07 | 2019-01 |
| Tianyu Zhang 張天鈺 | Rep 1, 4, 6 | 2017-11 | 2019-01 |
| Mark Dean Jones | RO 1, 4, 6, 9 | 2014-07 | 2018-12 |
| Man Tat Ho 何聞達 | RO 1, 4, 9 | 2016-04 | 2018-11 |
| Ruowei Fu 傅若偉 | Rep 1, 4, 6 | 2016-12 | 2018-10 |
| Carlos Cala | Rep 1, 4 | 2016-09 | 2018-06 |
| Albert Ka Tak Lai 賴家德 | Rep 4 | 2016-07 | 2018-05 |
| Sing Chong Lau 劉承浚 | Rep 4 | 2012-06 | 2018-05 |
| In Kun 管弦 | RO 4 Rep 4 | 2012-07 | 2018-05 |
| Brandon Qing Ryung Goh | Rep 1, 4 | 2018-01 | 2018-04 |
Showing 1–100 of 136
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