Sang Beom An
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Beom An ( ), a licensed former licensee with CE reference AYX987. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | 2021-08-09 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-06 | 2021-08-09 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2019-10-14 | 2020-06-30 |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2017-05-17 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2017-05-17 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2012-03-15 | 2017-05-17 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-03-15 | 2017-05-17 |