Kenneth Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Lee ( ), a licensed former licensee with CE reference BGW789. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-14 | 2026-03-02 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-14 | 2026-03-02 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2022-04-01 | 2025-04-16 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2022-04-01 | 2025-04-16 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-02-04 | 2016-07-26 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-02-04 | 2016-07-26 |