Peter Joseph Welch
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Joseph Welch ( ), a licensed former licensee with CE reference AEU528. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-03-23 | 2020-10-27 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-03-23 | 2020-10-27 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2017-03-23 | 2020-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2003-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2003-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2003-07-08 |