Cong Geng
耿聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong Geng (耿聰), CE reference AWT803. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-20 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2011-11-25 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-02-28 | 2019-05-16 |