Xiao Xiao Lin
林瀟瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Xiao Lin (林瀟瀟), a licensed former licensee with CE reference BER963. This person has 8.3 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-06-20 | 2024-09-27 |
| Allspring Global Investments (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2024-06-20 | 2024-09-27 |
| Allspring Global Investments (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-05-02 | 2024-06-20 |
| Allspring Global Investments (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-05-02 | 2024-06-20 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-14 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-03-14 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 - Asset management | 2016-03-14 | 2022-03-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-18 | 2015-11-07 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-18 | 2015-11-07 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-18 | 2015-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Xiao Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.