Quoc Benoit Khanh Jacques Le
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quoc Benoit Khanh Jacques Le, a licensed former licensee with CE reference BNE908. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 9 - Asset management | 2019-01-03 | 2019-09-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-09-05 | 2019-09-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-05 | 2019-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Quoc Benoit Khanh Jacques Le during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.