Ludger Peters
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ludger Peters ( ), a licensed former licensee with CE reference AYR589. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2019-09-04 | 2021-11-01 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2019-09-04 | 2021-11-01 |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2019-09-04 | 2021-11-01 |