Shiro Uehara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiro Uehara ( ), a licensed former licensee with CE reference BLL278. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-31 | 2019-05-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-31 | 2019-05-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2018-01-31 | 2019-05-31 |