Tze Fung Ryan Liu
廖梓楓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Fung Ryan Liu (廖梓楓), a licensed former licensee with CE reference BMJ698. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2022-12-07 | 2023-03-10 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-02-21 | 2023-03-10 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-02-21 | 2023-03-10 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 — Asset management | 2018-02-21 | 2022-12-07 |