Lee Na Cora Lim
林莉娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Na Cora Lim (林莉娜), a licensed former licensee with CE reference BSU053. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-08-02 | 2022-10-07 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2022-08-02 | 2022-10-07 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2022-08-02 | 2022-10-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lee Na Cora Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.