Lee Na Cora Lim
林莉娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Na Cora Lim (林莉娜), a licensed former licensee with CE reference BSU053. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2022-08-02 | 2022-10-07 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2022-08-02 | 2022-10-07 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-02 | 2022-10-07 |