Sung Wook Kwon

CE No. ATO040 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Wook Kwon, a licensed former licensee with CE reference ATO040. This person has 10.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Wells Fargo Securities Asia Limited Rep Type 1 - Dealing in securities 2009-08-17 2019-09-30
Wells Fargo Securities Asia Limited Rep Type 4 - Advising on securities 2009-08-17 2019-09-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sung Wook Kwon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pei Yun Chiang Wells Fargo Securities Asia Limited 2009–2019
Ho Kwong Sheh Wells Fargo Securities Asia Limited 2009–2019
Xiaoyi Shen Wells Fargo Securities Asia Limited 2010–2019
Cong Geng Wells Fargo Securities Asia Limited 2011–2019
Ignatius Wooi Kean Choong Wells Fargo Securities Asia Limited 2009–2019
Sang Beom An Wells Fargo Securities Asia Limited 2012–2019
Eric Laurea Banson Wells Fargo Securities Asia Limited 2010–2019
Lai Woon Leung Wells Fargo Securities Asia Limited 2009–2015
Jun Wye An Wells Fargo Securities Asia Limited 2014–2019
Cham Lam Wells Fargo Securities Asia Limited 2009–2014
Noelle Ying Ho Wells Fargo Securities Asia Limited 2009–2015
David Kwok Hei Lau Wells Fargo Securities Asia Limited 2013–2019
Peng Luo Wells Fargo Securities Asia Limited 2015–2019
Jung Fang Lin Wells Fargo Securities Asia Limited 2015–2019
Gavin John Ottery Wells Fargo Securities Asia Limited 2015–2019
James Hillyer Boice III Wells Fargo Securities Asia Limited 2009–2016
Ran Shi Wells Fargo Securities Asia Limited 2015–2019
Daniel Dela Cruz Wells Fargo Securities Asia Limited 2014–2019
Sing Chong Lau Wells Fargo Securities Asia Limited 2012–2018
In Kun Wells Fargo Securities Asia Limited 2012–2018
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