Pik Wang Suen
孫碧泓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Wang Suen (孫碧泓), CE reference AVG406. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-03-01 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-03-01 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-08-02 | 2012-10-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-07 | 2012-10-16 |