Mayurh Aggarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mayurh Aggarwal, a licensed Responsible Officer with CE reference APM135. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 17.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2022-11-02 | present |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2019-11-19 | present |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2019-11-19 | present |
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2019-11-19 | 2023-02-24 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 - Asset management | 2016-01-28 | 2019-11-19 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-02-03 | 2019-11-19 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-02-03 | 2019-11-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-08-30 | 2013-08-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-10 | 2013-08-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-27 | 2013-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mayurh Aggarwal during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.