Hiroyuki Wakimoto
脇本博之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroyuki Wakimoto (脇本博之), CE reference AZV012. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-06-26 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-06-26 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-06-26 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-07 | 2017-02-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2017-02-28 |