Hiroyuki Wakimoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroyuki Wakimoto (脇本博之), a licensed Representative with CE reference AZV012. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 8.0 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-06-26 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-06-26 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-26 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-07 | 2017-02-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-03 | 2017-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiroyuki Wakimoto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.