Xiaoyi Shen
沈曉懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyi Shen (沈曉懿), a licensed Representative with CE reference AUJ706. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 16.4 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-01-28 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-12-13 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-04 | 2010-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyi Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.