George Chen Yu Koo
顧震宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Chen Yu Koo (顧震宇), a licensed former licensee with CE reference ABU687. This person has 12.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2019-06-19 | 2023-02-24 |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2015-03-18 | 2023-03-24 |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2015-03-18 | 2023-03-24 |
| Wells Fargo Securities Asia Limited | RO | Type 6 - Advising on corporate finance | 2015-03-18 | 2023-03-24 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-04 | 2015-03-18 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-04-04 | 2015-03-18 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2014-04-04 | 2015-03-18 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-17 | 2011-01-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-17 | 2011-01-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as George Chen Yu Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.