Man Tat Ho
何聞達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Tat Ho (何聞達), a licensed former licensee with CE reference ADG964. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-07-07 | 2025-08-31 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-07-07 | 2025-08-31 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-01-26 | 2025-07-07 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-01-26 | 2025-07-07 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-12-20 | 2022-01-26 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-12-20 | 2022-01-26 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-27 | 2020-07-01 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 4 — Advising on securities | 2019-02-27 | 2020-07-01 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-20 | 2019-02-27 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-20 | 2019-02-27 |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2016-04-13 | 2018-11-01 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2016-04-13 | 2018-11-01 |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2016-04-13 | 2018-11-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-10 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-10 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-10 | 2015-04-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-02-22 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-16 | 2008-04-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-22 | 2006-02-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2005-01-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2005-01-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-01-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-01-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-01-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2005-01-20 |