Serkan Erikci
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Serkan Erikci ( ), a licensed former licensee with CE reference BIS399. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2017-02-03 | 2021-01-08 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2017-02-03 | 2021-01-08 |
| Wells Fargo Securities Asia Limited | RO | Type 6 — Advising on corporate finance | 2017-02-03 | 2021-01-08 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-01-03 | 2017-02-03 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-01-03 | 2017-02-03 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2017-01-03 | 2017-02-03 |