Eric Laurea Banson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Laurea Banson, a licensed former licensee with CE reference ASX744. This person has 9.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2016-03-15 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2010-12-07 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2010-12-07 | 2019-05-16 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-11 | 2010-01-14 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-09-11 | 2010-01-14 |
| Knight Libertas (Asia) Limited | RO | Type 1 - Dealing in securities | 2009-09-02 | 2010-01-14 |
| Knight Libertas (Asia) Limited | RO | Type 4 - Advising on securities | 2009-09-02 | 2010-01-14 |
| Knight Libertas (Asia) Limited | Rep | Type 1 - Dealing in securities | 2009-06-08 | 2009-09-02 |
| Knight Libertas (Asia) Limited | Rep | Type 4 - Advising on securities | 2009-06-08 | 2009-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Laurea Banson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.