Andrea Hai En Liu
廖凯恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrea Hai En Liu (廖凯恩), CE reference BTL342. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-03-15 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-03-15 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2023-03-15 | present |