Andrea Hai En Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrea Hai En Liu (廖凯恩), a licensed Representative with CE reference BTL342. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 3.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-03-15 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-03-15 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2023-03-15 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrea Hai En Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.