Ignatius Wooi Kean Choong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ignatius Wooi Kean Choong, a licensed Responsible Officer with CE reference ADT736. Currently licensed at 1 firm(s): Allspring Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2022-12-21 | present |
| Allspring Global Investments (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2022-12-21 | present |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2016-03-18 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2016-03-18 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2013-03-15 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-10-11 | 2011-05-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2010-10-11 | 2011-05-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 — Asset management | 2010-10-11 | 2011-05-13 |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2009-08-10 | 2010-10-11 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2009-08-10 | 2010-10-11 |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2009-08-10 | 2010-10-11 |