Xue Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue Wang (王雪), a licensed Responsible Officer with CE reference ARM171. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 17.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2026-03-12 | present |
| Wells Fargo Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2026-03-12 | present |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2026-03-12 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-01-16 | 2026-03-12 |
| Wells Fargo Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-01-16 | 2026-03-12 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-01-16 | 2026-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-24 | 2025-09-08 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 - Dealing in futures contracts | 2024-10-24 | 2025-09-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2019-08-16 | 2024-10-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-12 | 2024-10-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-09-14 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-23 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-23 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-31 | 2019-05-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-14 | 2009-08-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xue Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.