Jue Yu
郁珏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jue Yu (郁珏), a licensed former licensee with CE reference AXR591. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-04-01 | 2019-08-02 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-04-01 | 2019-08-02 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2016-04-01 | 2019-08-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-07-25 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-07-25 | 2015-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-07-25 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-07-25 | 2015-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-25 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-25 | 2015-12-31 |