Gavin John Ottery
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gavin John Ottery, a licensed Representative with CE reference ALS347. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-11 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-03-11 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-11-28 | 2010-10-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2007-11-28 | 2010-10-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-02-15 | 2005-11-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2005-02-15 | 2005-11-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gavin John Ottery during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.