Mandy Man Yi Wan
尹敏兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Man Yi Wan (尹敏兒), CE reference BBQ502. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2022-11-02 | present |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2017-05-17 | present |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2017-05-17 | present |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2020-12-17 | 2023-02-24 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-04-29 | 2017-05-17 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2014-04-29 | 2017-05-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-25 | 2014-03-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-25 | 2014-03-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-25 | 2014-03-10 |