Kalpa Goel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kalpa Goel, CE reference BUS913. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-03-14 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2024-03-14 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-03-14 | present |