Kalpa Goel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kalpa Goel, a licensed Representative with CE reference BUS913. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 2.4 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-03-14 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-03-14 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-03-14 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kalpa Goel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.