Dao Chong Chan
陳道庄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dao Chong Chan (陳道庄), a licensed Responsible Officer with CE reference ABF767. Currently licensed at 3 firm(s): Karl Thomson Finance Limited, Karl-Thomson Securities Company Limited, Karl-Thomson Commodities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 8 - Securities margin financing. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Finance Limited 高信財務有限公司 |
RO | Type 8 - Securities margin financing | 2018-05-30 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-15 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2018-05-15 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-05 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-05-05 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-05 |