Yuen Yan Fung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yan Fung (馮婉欣), a licensed Responsible Officer with CE reference AUX016. Currently licensed at 1 firm(s): Yues Asset & Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.6 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yues Asset & Wealth Management Limited 樂氏資產財富管理有限公司 |
RO | Type 4 - Advising on securities | 2024-10-30 | present |
| Yues Asset & Wealth Management Limited 樂氏資產財富管理有限公司 |
RO | Type 9 - Asset management | 2024-10-30 | present |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-20 | 2024-10-20 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2022-07-20 | 2024-10-20 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 9 - Asset management | 2022-07-20 | 2024-10-20 |
| Kingdom Securities Limited 國權證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-02 | 2022-06-08 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-15 | 2022-06-08 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 - Asset management | 2019-04-15 | 2022-06-08 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-06 | 2018-09-13 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-06 | 2018-09-13 |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-07 | 2018-01-18 |
| China Sky Securities Limited 中天證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-05 | 2016-06-07 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-18 | 2016-04-30 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-12-18 | 2016-04-30 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-09 | 2015-12-18 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-27 | 2015-12-18 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-29 | 2015-03-06 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-29 | 2015-03-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-17 | 2010-06-01 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-17 | 2010-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Yan Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.