Hiu Yeung Wong
黃曉陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yeung Wong (黃曉陽), a licensed Responsible Officer with CE reference BAH384. Currently licensed at 1 firm(s): Sorrento Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 13.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Capital Limited 擎天資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-03-21 | present |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-27 | 2023-04-27 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 4 - Advising on securities | 2022-10-27 | 2023-04-27 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-19 | 2015-10-07 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-13 | 2015-10-07 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-08 | 2013-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiu Yeung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.