Wo Chiu Lee
李和釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wo Chiu Lee (李和釗), CE reference BCM667. Currently licensed at 1 firm(s): Pelican Financial Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pelican Financial Limited 百利勤金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-07-25 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-19 | 2022-09-20 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-19 | 2022-09-20 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2021-01-20 | 2022-06-20 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-12 | 2020-10-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-12 | 2020-10-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-11 | 2020-10-05 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-21 | 2017-05-09 |
| F.E. Corporate Finance Advisory Limited |
Rep | Type 6 — Advising on corporate finance | 2013-12-11 | 2016-09-15 |