Charles Tak Kwong Li
李德光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Tak Kwong Li (李德光), CE reference AFU611. Currently licensed at 1 firm(s): Pelican Financial Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pelican Financial Limited 百利勤金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-04-13 | present |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-07 | 2018-04-10 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | 2008-11-07 | 2018-04-10 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-11-07 | 2018-04-10 |
| Libertas Capital Asia Limited | RO | Type 1 — Dealing in securities | 2007-06-21 | 2008-07-01 |
| Libertas Capital Asia Limited | RO | Type 6 — Advising on corporate finance | 2007-06-21 | 2008-07-01 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-09-23 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-09-23 |