Kazier Kit Wah Chan
陳潔華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kazier Kit Wah Chan (陳潔華), a licensed Responsible Officer with CE reference ANJ136. Currently licensed at 1 firm(s): Winnova Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winnova Capital Limited 勝路華資本有限公司 |
RO | Type 4 — Advising on securities | 2026-03-06 | present |
| Winnova Capital Limited 勝路華資本有限公司 |
RO | Type 9 — Asset management | 2026-03-06 | present |
| Tensant Securities Limited 天晟證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-17 | 2025-07-15 |
| Tensant Securities Limited 天晟證券有限公司 |
RO | Type 4 — Advising on securities | 2023-07-17 | 2025-07-15 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-02 | 2023-07-17 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-02 | 2023-07-17 |
| Gamma Securities Limited 嘉謨證券有限公司 |
Rep | Type 9 — Asset management | 2023-03-16 | 2023-04-03 |
| Gamma Securities Limited 嘉謨證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-28 | 2023-04-03 |
| Gamma Securities Limited 嘉謨證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-28 | 2023-04-03 |
| Lumineux Asset Management Limited 世傳資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-05 | 2022-08-01 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-17 | 2022-08-31 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-17 | 2022-08-31 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-22 | 2020-07-17 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-22 | 2020-07-17 |
| Gamma Securities Limited 嘉謨證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-10 | 2020-05-01 |
| Gamma Securities Limited 嘉謨證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-10 | 2020-05-01 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-29 | 2017-09-29 |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-16 | 2016-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-02 | 2015-12-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-17 | 2015-01-02 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-24 | 2013-04-08 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-24 | 2013-04-08 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-08 | 2007-05-14 |