Jasper Chung Wong Liem
林宗煌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jasper Chung Wong Liem (林宗煌), CE reference APY809. Currently licensed at 1 firm(s): Zrich Capital Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zrich Capital Limited 尊悅資本有限公司 |
RO | Type 4 — Advising on securities | 2021-09-29 | present |
| Zrich Capital Limited 尊悅資本有限公司 |
RO | Type 9 — Asset management | 2021-09-29 | present |
| Cornerstone Securities Limited 基石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | 2021-09-07 |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 4 — Advising on securities | 2020-08-04 | 2021-09-07 |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-28 | 2021-09-07 |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-20 | 2019-11-28 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-10-09 | 2019-08-28 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2017-10-09 | 2019-08-28 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-27 | 2017-10-09 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2017-09-27 | 2017-10-09 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-15 | 2017-09-24 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-15 | 2011-07-29 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2011-07-15 | 2017-09-24 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2011-07-03 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-16 | 2011-07-03 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-04-16 | 2011-07-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-07 | 2008-02-29 |