Lai Yue Wong
黃麗洳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yue Wong (黃麗洳), a licensed Responsible Officer with CE reference AFE038. Currently licensed at 1 firm(s): J & Partners Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J & Partners Capital Limited 寶悅金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-10-27 | present |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-04 | 2022-09-08 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-06-04 | 2022-09-08 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-26 | 2018-12-20 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-01 | 2018-12-20 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-03-01 | 2018-09-26 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-24 | 2018-03-01 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-24 | 2018-03-01 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-01 | 2017-08-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-01 | 2017-08-31 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-21 | 2016-10-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-25 | 2015-11-02 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-06-25 | 2015-11-02 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-20 | 2015-06-25 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-20 | 2015-06-25 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-05 | 2010-09-20 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-05 | 2010-09-20 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-27 | 2010-04-16 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-27 | 2010-04-16 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-07 | 2007-08-22 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-11-07 | 2007-08-22 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-30 | 2005-08-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-30 | 2005-08-07 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-23 | 2004-07-06 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-17 | 2004-07-06 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-10 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-10 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-10 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-10 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-10 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-10 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-10 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-10 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-10 |