Ka Fai Lok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Lok (駱嘉暉), a licensed Responsible Officer with CE reference AYL132. Currently licensed at 2 firm(s): Zero2IPO Securities Limited, Zero2IPO Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.5 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-15 | present |
| Zero2IPO Capital Limited 清科資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-15 | present |
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-26 | 2026-06-15 |
| Zero2IPO Capital Limited 清科資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-26 | 2026-06-15 |
| Goldlink Securities Limited 金聯證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-24 | 2024-11-01 |
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-06-24 | 2024-11-01 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-04-16 | 2021-01-13 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-13 | 2021-01-13 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-10 | 2018-12-13 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-10 | 2020-04-16 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-25 | 2018-09-19 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-25 | 2018-09-19 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-04-03 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-12 | 2018-04-03 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-12 | 2018-02-08 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-23 | 2018-02-08 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-15 | 2017-12-12 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-15 | 2014-10-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-12-13 | 2013-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Fai Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.