Andrew Wai Lun Cheng
鄭偉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Wai Lun Cheng (鄭偉倫), a licensed Responsible Officer with CE reference AED731. Currently licensed at 3 firm(s): Upbest Commodities Company Limited, Upbest Securities Company Limited, Upbest Investment Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 8 - Securities margin financing; Type 9 - Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-12-23 | present |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-12-23 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-29 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 - Advising on securities | 2018-06-29 | present |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 - Securities margin financing | 2018-06-29 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 - Asset management | present | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2018-06-29 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2019-12-23 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2018-06-29 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2019-12-23 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-03-16 |