Sammy Kwok Loong Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Kwok Loong Lo (羅國龍), a licensed Representative with CE reference AAH920. Currently licensed at 1 firm(s): Aurelius Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 1 - Dealing in securities | 2026-10-13 | present |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-13 | present |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 9 - Asset management | 2026-10-13 | present |
| CFTC Asset Management (Hong Kong) Limited 中芯聚源資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-11-28 | 2026-08-14 |
| CFTC Asset Management (Hong Kong) Limited 中芯聚源資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2025-11-28 | 2026-08-14 |
| CFTC Asset Management (Hong Kong) Limited 中芯聚源資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-29 | 2025-11-28 |
| CFTC Asset Management (Hong Kong) Limited 中芯聚源資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-09-29 | 2025-11-28 |
| AA Capital Limited | RO | Type 4 - Advising on securities | 2024-10-14 | 2025-09-01 |
| AA Capital Limited | RO | Type 9 - Asset management | 2024-10-14 | 2025-09-01 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-04 | 2024-05-27 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-04 | 2024-05-27 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-08-27 | 2022-10-21 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-11-13 | 2022-10-21 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-11-30 | 2022-10-21 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-26 | 2009-11-13 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-04-26 | 2007-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sammy Kwok Loong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.