Sammy Kwok Loong Lo
羅國龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Kwok Loong Lo (羅國龍), CE reference AAH920. Currently licensed at 1 firm(s): Wiseview Asset Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-28 | present |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 9 — Asset management | 2025-11-28 | present |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-29 | 2025-11-28 |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-09-29 | 2025-11-28 |
| AA Capital Limited |
RO | Type 4 — Advising on securities | 2024-10-14 | 2025-09-01 |
| AA Capital Limited |
RO | Type 9 — Asset management | 2024-10-14 | 2025-09-01 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-04 | 2024-05-27 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-04-04 | 2024-05-27 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-08-27 | 2022-10-21 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-11-13 | 2022-10-21 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-11-30 | 2022-10-21 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-26 | 2009-11-13 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-26 | 2007-11-30 |