Annie Wai Ling Cheng
鄭偉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Wai Ling Cheng (鄭偉玲), a licensed Responsible Officer with CE reference ALI160. Currently licensed at 4 firm(s): Upbest Assets Management Limited, Upbest Securities Company Limited, Upbest Commodities Company Limited, Upbest Investment Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 8 - Securities margin financing; Type 9 - Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-10-12 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 - Asset management | 2008-04-01 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-04 | present |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-01-04 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 - Advising on securities | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 - Advising on securities | 2008-01-04 | present |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-01-04 | present |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 - Securities margin financing | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 - Asset management | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-26 | 2008-01-04 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-26 | 2008-01-04 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-26 | 2008-01-04 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-26 | 2008-01-04 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-11-26 | 2008-01-04 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-26 | 2008-01-04 |
| Upbest Investment Company Limited 美建投資有限公司 |
Rep | Type 8 - Securities margin financing | 2004-11-26 | 2008-01-04 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 - Asset management | 2004-11-26 | 2008-04-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 - Asset management | 2004-11-26 | 2008-01-04 |