Annie Wai Ling Cheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Wai Ling Cheng (鄭偉玲), a licensed Responsible Officer with CE reference ALI160. Currently licensed at 4 firm(s): Upbest Assets Management Limited, Upbest Securities Company Limited, Upbest Commodities Company Limited, Upbest Investment Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 8 - Securities margin financing; Type 9 - Asset management. This person has 21.7 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-10-12 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 - Asset management | 2008-04-01 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-04 | present |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-01-04 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 - Advising on securities | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 - Advising on securities | 2008-01-04 | present |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-01-04 | present |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 - Securities margin financing | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 - Asset management | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-26 | 2008-01-04 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-26 | 2008-01-04 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-26 | 2008-01-04 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-26 | 2008-01-04 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-11-26 | 2008-01-04 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-26 | 2008-01-04 |
| Upbest Investment Company Limited 美建投資有限公司 |
Rep | Type 8 - Securities margin financing | 2004-11-26 | 2008-01-04 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 - Asset management | 2004-11-26 | 2008-04-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 - Asset management | 2004-11-26 | 2008-01-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Annie Wai Ling Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.