Annie Wai Ling Cheng
鄭偉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Wai Ling Cheng (鄭偉玲), CE reference ALI160. Currently licensed at 4 firm(s): Upbest Assets Management Limited, Upbest Securities Company Limited, Upbest Commodities Company Limited, Upbest Investment Company Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-12 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 — Asset management | 2008-04-01 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-04 | present |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-01-04 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 — Advising on securities | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 — Advising on securities | 2008-01-04 | present |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-01-04 | present |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 — Securities margin financing | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 — Asset management | 2008-01-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-26 | 2008-01-04 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-26 | 2008-01-04 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-26 | 2008-01-04 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-26 | 2008-01-04 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-11-26 | 2008-01-04 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-26 | 2008-01-04 |
| Upbest Investment Company Limited 美建投資有限公司 |
Rep | Type 8 — Securities margin financing | 2004-11-26 | 2008-01-04 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2004-11-26 | 2008-04-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | 2004-11-26 | 2008-01-04 |